[00:00:00] Speaker 03: Good morning and welcome to the Ninth Circuit. [00:00:02] Speaker 03: I'm Judge Nelson and it's a pleasure to be joined by my colleagues Judge Miller and Judge Desai and we welcome you to the Ninth Circuit. [00:00:11] Speaker 03: We're grateful to our court staff who helped us run so smoothly and we'd ask during arguments that you please watch your time, keep to your allocated timeframes and just try and sum up as your time's expiring. [00:00:25] Speaker 03: Let us know as well if you want to use any preserve any time for rebuttal We'll go ahead and proceed with our oral argument calendar There's three submitted cases us versus Cardoza case number twenty three dash ten seventy one us versus [00:00:40] Speaker 03: Avellian, case number 23-1266, and United States versus Williams, case number 23-1365. [00:00:49] Speaker 03: The first case set for argument is United States versus Carrasco, and that case is set for 15 minutes. [00:00:58] Speaker 03: Counsel, you may proceed. [00:01:02] Speaker 00: Thank you, Your Honor. [00:01:03] Speaker 00: Andrea St. [00:01:04] Speaker 00: Julian on behalf of the defendant Jesus Carrasco. [00:01:10] Speaker 00: Your Honor, I'd really like to focus on, that's the most important issue, Mr. Carrasco's lack of counsel at trial. [00:01:23] Speaker 00: Mr. Carrasco was representing himself. [00:01:29] Speaker 00: He realized that he simply did not have the mental, [00:01:34] Speaker 00: emotional or educational wherewithal to conduct a trial. [00:01:42] Speaker 00: He let the court know that he was having emotional breakdowns, that he fully understood that he couldn't go forward. [00:01:49] Speaker 00: Consequently, seven days before his trial, he asked that counsel be reappointed for him. [00:01:58] Speaker 00: The district court denied that request and that denial was in fact error. [00:02:07] Speaker 03: That was his fourth request for a continuance, is that correct? [00:02:11] Speaker 00: I believe that the continue had only been continued twice before, and I believe this was the third request. [00:02:22] Speaker 00: I could be mistaken, Your Honor, but I thought it was only two requests. [00:02:26] Speaker 00: The trial had originally been scheduled, I believe, for March of 2019, and then it was continued to October and, in fact, did take place in October. [00:02:40] Speaker 03: So, [00:02:42] Speaker 03: So is your argument that when counsel chooses, you don't disagree that he was properly allowed to proceed pro se in the first place? [00:02:52] Speaker 00: Of course. [00:02:53] Speaker 03: Okay. [00:02:54] Speaker 03: So your argument apparently is that if the judge approves a pro se, going forward pro se, and then the pro se party decides that he wants to switch that, is it always an abuse of discretion at that point for the judge to deny a continuance? [00:03:16] Speaker 00: Oh, of course not. [00:03:19] Speaker 00: I wouldn't say to deny continuance, but I will say in just looking at whether to reappoint counsel, no, there are instances where counsel can be denied. [00:03:31] Speaker 00: But the standard is quite high for the denial of counsel and also for the continuance when the request for a continuance is based on a request for counsel. [00:03:45] Speaker 00: And it was very clear that the court was frustrated with Mr. Carrasco. [00:03:53] Speaker 00: But that alone is not a basis for denying the reappointment of counsel. [00:03:59] Speaker 01: May I ask, on that point, the court made a factual finding. [00:04:02] Speaker 01: It was at 826. [00:04:04] Speaker 01: I find that the current request is manipulative on Mr. Carrasco's part and is invoked in order to delay trial. [00:04:12] Speaker 01: Do you think that that finding was clear error? [00:04:16] Speaker 00: I do think that it was, but we also don't need to go that far. [00:04:25] Speaker 00: It has to be more than, a denial of counsel has to be based on more than the fact that a continuance is simply going to have some impact on the court's calendar. [00:04:37] Speaker 00: It has to be more than that. [00:04:39] Speaker 00: It has to rise to the level of a frustration of the administration of justice. [00:04:44] Speaker 00: And that is not what Mr. Carrasco's request for the reappointment of counsel did. [00:04:51] Speaker 03: It seems to be what the district court found. [00:04:54] Speaker 03: I mean, I don't know what your distinction is between the administration of justice and the court's calendar. [00:04:59] Speaker 03: I'm not sure what distinction you're making there, but your theory seems to be that he could continue to do that. [00:05:06] Speaker 03: We could be here on the 10th continuance and you would be making the same argument that, oh yeah, he decided that he could go forward and then he changed his mind. [00:05:16] Speaker 03: What differentiates the fourth, the fifth, the sixth, seventh time? [00:05:21] Speaker 00: Yeah, and I do want to be clear about where we're at. [00:05:25] Speaker 00: Mr. Carrasco did not engage in any sort of attempt to delay the proceedings, really at any point. [00:05:34] Speaker 03: So that's your position for why the statement that Judge Miller read was clearly erroneous then? [00:05:39] Speaker 03: Because you think that he didn't do it before, and so the judge was clearly erroneous in making that finding in that instance. [00:05:46] Speaker 00: Yes, Mr. Carrasco had brought a speedy trial motion. [00:05:51] Speaker 00: He had, in fact, opposed a request for a continuance at one point. [00:05:59] Speaker 00: And we've got to understand and remember, this was at the height of COVID. [00:06:04] Speaker 00: He was arrested just before COVID, OK? [00:06:07] Speaker 00: And he couldn't have gone to trial in March in 2000, in 2021 anyway, because of COVID. [00:06:16] Speaker 00: He did not delay anything. [00:06:18] Speaker 00: This was a COVID issue in large part, all right? [00:06:22] Speaker 00: So I would disagree strongly that Mr. Carrasco engaged in any kind of intentional delay. [00:06:30] Speaker 00: What took place was Mr. Carrasco had and continues to have a fervent belief [00:06:38] Speaker 00: that the search warrants were invalid and he wanted that issue raised. [00:06:42] Speaker 00: That was all. [00:06:43] Speaker 00: He was seeking justice. [00:06:45] Speaker 00: He was not trying to delay justice, you know. [00:06:48] Speaker 00: It was an honest and firm belief and a review of the search warrant shows that there were lots of reasons why he particularly as a lay person really felt that the search warrants were not valid. [00:07:01] Speaker 00: Now frustration with that position by the district court is what it is, but that's not the same thing as intentionally trying to delay. [00:07:13] Speaker 03: But I guess the only pushback I have on that is you seem to be tying the prior continuances into why the district court couldn't have made that finding at the time. [00:07:25] Speaker 03: But I didn't see the district court is relying. [00:07:28] Speaker 03: I mean, maybe he did relied on the prior delays in the case. [00:07:31] Speaker 03: But he seemed to tie it to this current request is an attempt to manipulate. [00:07:39] Speaker 03: And I guess I don't know, I'm not hearing the argument for why that current. [00:07:44] Speaker 03: I mean, the district court might have been right. [00:07:45] Speaker 03: It might have been wrong. [00:07:46] Speaker 03: You've given an alternative theory. [00:07:49] Speaker 03: But why would we step in and say the district court was clearly erroneous here? [00:07:55] Speaker 03: He, for whatever reason, and I don't read anything here to suggest that he did it in untoward reasons, came to that conclusion. [00:08:05] Speaker 00: I would say two reasons. [00:08:09] Speaker 00: I would reshape the court's earlier question to say one request for a continuance, [00:08:17] Speaker 00: can be a basis for finding that someone is acting so horribly inappropriately that they don't even deserve to have counsel? [00:08:28] Speaker 00: I would find that argument very, very difficult given the Sixth Amendment right to counsel. [00:08:35] Speaker 00: Also, the frustration part, I think, really becomes apparent when you think Mr. Carrasco asked seven days before trial. [00:08:48] Speaker 00: He didn't ask in the middle of the trial for counsel. [00:08:52] Speaker 00: He didn't ask on the first day of trial. [00:08:54] Speaker 00: He asked a full week ahead of time, and he even brought in the man [00:08:59] Speaker 00: who was going to be his counsel, who said, you know, I'd just about be ready to go, but unfortunately, I have another trial in Texas that I have to do. [00:09:08] Speaker 00: I can be ready in seven to 10 days. [00:09:10] Speaker 00: That is not delay, Your Honor. [00:09:12] Speaker 00: Seven to 10 days is no real delay in terms of the administration of justice. [00:09:18] Speaker 00: And so I think that that really goes into the matter. [00:09:25] Speaker 01: But the court found that it wouldn't, given the other trials that were already scheduled, it would in fact be a delay of several months, right? [00:09:36] Speaker 01: So what are we to make of that? [00:09:38] Speaker 00: Yeah, I don't think the court gave a specific number of months of when it could take the trial, but there were so many alternatives. [00:09:49] Speaker 00: Mr. Carrasco's trial could have trailed another trial. [00:09:52] Speaker 00: As the justices know and understand, trials drop out all the time. [00:09:57] Speaker 00: It is very, very common. [00:09:59] Speaker 00: Have Mr. Carrasco's trail each of the following trials until one drops out, or [00:10:05] Speaker 00: or set it for next time that the calendar is free. [00:10:10] Speaker 00: Mr. Carrasco wasn't fighting back against any of those things happening. [00:10:16] Speaker 00: And what is really very telling is that the district court didn't even consider any of those options. [00:10:23] Speaker 00: The court was simply [00:10:25] Speaker 00: frustrated with Mr. Carrasco on more of an academic level and just didn't want to really consider it. [00:10:35] Speaker 00: And we cannot untether this request from the fact that it led to him not having counsel at trial, and Mr. Carrasco's performance at trial was horrendous. [00:10:49] Speaker 00: He either elicited or let in information about being wanted in other jurisdictions and being on the most wanted list, talking about gang documentation. [00:11:04] Speaker 00: It was frightening what Mr. Carrasco did at trial. [00:11:10] Speaker 00: And he understood that that was going to happen. [00:11:13] Speaker 00: And that's why he wanted [00:11:16] Speaker 00: counsel to represent him. [00:11:18] Speaker 00: It is extremely serious for a district court to tell an uneducated individual, you know what, it's a week before trial, but no I'm not going to give you any counsel. [00:11:34] Speaker 00: even though your counsel can get on board and is willing to get on board whenever the court is willing to set this trial. [00:11:44] Speaker 00: I do want to just briefly say that I would still like the court to consider the other two issues that have been raised, the issues on the Franks hearing, [00:11:55] Speaker 00: and also the issues on the on his sentencing. [00:12:01] Speaker 00: But since I've already gone two minutes over the amount of time I wanted to reserve, I'd like to reserve the rest of my time for. [00:12:09] Speaker 03: Okay, thank you. [00:12:10] Speaker 03: Thank you, counsel. [00:12:11] Speaker 00: Thank you. [00:12:20] Speaker 02: Good morning and may it please the court. [00:12:22] Speaker 02: Rajesh Srinivasan for the United States. [00:12:25] Speaker 02: District Court properly exercised its broad discretion when it declined to reappoint the Defendants' Council and further continue trial. [00:12:35] Speaker 02: That decision was supported by specific findings, including that the Defendants' request was manipulative, [00:12:42] Speaker 02: was invoked in order to delay trial, and came about only after the district court had rejected the defendant's unorthodox challenges to his search warrants. [00:12:52] Speaker 02: There was no error there or in the other issues presented on appeal. [00:12:57] Speaker 02: Unless the court wants me to start elsewhere, I will start on the continuance issue. [00:13:01] Speaker 02: The district court made specific findings on pages 824 to 831, where he carefully considered the factors that would [00:13:10] Speaker 02: authorize or justify a continuance and concluded that those factors weighed against the defendant. [00:13:17] Speaker 02: And it's notable that the defendant created his own delay in this case. [00:13:22] Speaker 02: As the district court found, at least two of the delays were made because the defendant wanted to change counsel because his counsel refused to entertain his theory that the search warrants in the case were falsified or pursue a theory that because there were technical violations of police department policy, the search warrants were invalid. [00:13:44] Speaker 02: And it wasn't for a lack of trying that the defendant ended up without counsel at trial. [00:13:49] Speaker 02: The district court repeatedly warned the defendant that counsel was more experienced than him. [00:13:56] Speaker 02: And during the Ferretta inquiry, the district court made clear to the defendant that if he chose to proceed pro se in order to pursue these theories, he may not get counsel in the future, and he may not get another continuance, and that the district court was inclined to proceed with trial on October 12. [00:14:14] Speaker 02: And on the point that the district court found the request manipulative, the chronology is important in this case. [00:14:20] Speaker 02: When Mr. Kessel asked to be relieved as counsel, he told the district court in front of the defendant that he was not ready to proceed on October 12th. [00:14:30] Speaker 02: And then just two days after the district court rejected the defendant's motions, that is when the defendant brought this request to have Mr. Kessel reappointed. [00:14:40] Speaker 02: So the defendant was fully aware that his request would result in a delay of trial. [00:14:46] Speaker 03: Can I ask you, do we have a, I mean I know we're reviewing this for abuse of discretion, but is there an overlay because this is a request, this isn't just a standard request for a continuance, it's a request for a continuance to receive counsel to exercise a constitutional right. [00:15:04] Speaker 03: Is there a different overlay that we look at for that or do we just look at this like any other continuance and say abuse of discretion up or down? [00:15:13] Speaker 02: I don't think there's a different standard of review. [00:15:16] Speaker 02: I think the standard of review is abusive discretion in the consideration of whether continuance was authorized. [00:15:22] Speaker 02: The district court should consider factors under the Sixth Amendment, which it did here. [00:15:26] Speaker 02: But Thompson, this court's decision in Thompson makes clear that you treat this issue as one of an abuse of discretion. [00:15:33] Speaker 02: The issue in that case was whether to reappoint counsel. [00:15:37] Speaker 03: So what are the Sixth Amendment considerations that would lead to a district court having to allow a continuance to obtain counsel? [00:15:49] Speaker 02: I think if the district court had, if the defendant had brought this motion earlier, that might have changed things. [00:15:56] Speaker 02: It might have allowed the court to make sure that other litigants wouldn't be robbed of speedy trial rights down the line. [00:16:01] Speaker 03: But hold on. [00:16:02] Speaker 03: I mean, that seems like not really answering my question because my question, I mean, that's the administration of justice. [00:16:08] Speaker 03: But my question is, if I'm going to come in and ask for counsel, [00:16:13] Speaker 03: At what point does a district court not have discretion to deny that continuance? [00:16:18] Speaker 02: I think the district court would not have discretion if the district court found the defendant incompetent to proceed. [00:16:24] Speaker 02: And that was not the case here. [00:16:27] Speaker 03: Right. [00:16:28] Speaker 03: But you think that's really the way. [00:16:30] Speaker 03: Otherwise, it doesn't infringe on a sixth amendment, right? [00:16:34] Speaker 02: I think that's correct. [00:16:35] Speaker 02: Under Ferretta, a defendant has a right to represent themselves at trial. [00:16:40] Speaker 02: And here, the defendant has not challenged on appeal his knowing, voluntary, and intelligent waiver of his right to counsel at the Ferretta hearing. [00:16:49] Speaker 03: And in fact, even after trial, after the defendant... If he'd said, I've had a mental problem, I had a mental breakdown last week, I don't think I'm ready to go to trial. [00:17:01] Speaker 03: And the district court said, I think that's manipulative and did nothing more. [00:17:05] Speaker 03: Would that be an abuse of discretion? [00:17:07] Speaker 02: I don't think so, at least under the circumstances of this case, where the request came two days after the defendant had argued and presented these motions and lost. [00:17:19] Speaker 02: And then two days later, he asked for counsel to be reappointed. [00:17:22] Speaker 02: I think that's what really supports the finding of manipulation in this case. [00:17:27] Speaker 02: Furthermore, it's notable that even at sentencing, the defendant declined to have counsel appointed for him. [00:17:33] Speaker 02: even after the district court repeatedly warned him about the dangers of proceeding in that manner. [00:17:40] Speaker 02: So I think the defendant was knowingly, voluntarily, intelligently waiving his right to counsel during the Florida hearing. [00:17:47] Speaker 02: He maintained that waiver and the district court did not err in finding that the defendant could proceed to trial pro se without reappointment of counsel. [00:18:00] Speaker 02: Unless the court has other questions about this or other issues, I would submit on the briefs. [00:18:07] Speaker 03: Okay. [00:18:07] Speaker 03: Thank you. [00:18:08] Speaker 03: We'll give you rebuttal time. [00:18:12] Speaker 00: Thank you, Your Honor. [00:18:15] Speaker 00: I would like to address the court's questions to opposing counsel [00:18:22] Speaker 00: There is a difference between adjudicating a continuance on a Sixth Amendment right versus other non-constitutional rights. [00:18:36] Speaker 00: And I think it would certainly be a mistake for this court to review the denial of the continuance as if it had been a continuance on a non-constitutional issue. [00:18:48] Speaker 03: But doesn't that mean that the district court still would have had to either make a legal error as to the Sixth Amendment or abused its discretion and its considerations on the Sixth Amendment implications? [00:19:00] Speaker 00: If I understand the court's question correctly, of course this court has a standard of review in how it is going to look at and review the district court's decision. [00:19:14] Speaker 00: And there is not a reflexive reversal on this particular issue. [00:19:22] Speaker 00: I would also like to address opposing counsel's statement that the fact that two days prior to the request for the appointment of counsel, Mr. Carrasco lost his motions requesting findings regarding the search warrant. [00:19:47] Speaker 00: the assertion that that tells the tale for some reason, that this was the request was somehow made in bad faith. [00:19:58] Speaker 00: I would argue the exact opposite. [00:20:01] Speaker 00: It was at that point when those motions had been denied, motions that to this day Mr. Carrasco [00:20:11] Speaker 00: fervently believes that these search warrants were inappropriate. [00:20:20] Speaker 00: And there is quite a bit of reason for that. [00:20:24] Speaker 00: The search warrants were so badly done, so poorly executed. [00:20:30] Speaker 00: The principal one didn't even have a number on it. [00:20:36] Speaker 00: Didn't even look like it had been filed with the court. [00:20:40] Speaker 00: that the search warrant returned what had been filed until Fort... There was every reason for him to believe that these search warrants were wrong. [00:20:54] Speaker 00: And that was, I think, even supported later on when Mr. Carrasco discussed or made complaints with the police department about the execution and everyone except [00:21:15] Speaker 00: None of those complaints were sustained. [00:21:18] Speaker 00: Okay. [00:21:19] Speaker 00: So Mr. Carrasco had a true belief that these search warrants were inappropriate. [00:21:28] Speaker 00: But it wasn't until the court denied his requests that the reality was really forced on him that he was going to have to go to trial. [00:21:41] Speaker 00: And it was that point that he had an emotional breakdown. [00:21:44] Speaker 00: He believed so strongly. [00:21:48] Speaker 00: in the issues regarding the search warrants. [00:21:52] Speaker 00: And again, rightfully so, particularly as a lay person, that he had no concept that he was actually gonna go to trial until that point two days earlier. [00:21:59] Speaker 00: And that's when his emotional instabilities started. [00:22:03] Speaker 00: Now I do also wanna say one thing in my last few seconds is that I strongly disagree that mental competence is the only basis for granting a [00:22:17] Speaker 00: for the reappointment of counsel. [00:22:20] Speaker 03: Okay. [00:22:21] Speaker 03: Thank you, counsel. [00:22:22] Speaker 03: Thank you to both counsel for your arguments. [00:22:23] Speaker 00: Oh, thank you, your honor. [00:22:26] Speaker 03: What's that? [00:22:29] Speaker 00: Oh, I see that I got a little more time on mine. [00:22:33] Speaker 03: Oh, yeah, no, we're grateful for your arguments and the case is now submitted. [00:22:38] Speaker 03: So we'll move on to