[00:00:01] Speaker 03: The United States Court of Appeals for the Federal Circuit is now open and in session. [00:00:06] Speaker 03: God save the United States and this honorable court. [00:00:12] Speaker 02: Our first case this morning is number 19-1704, SYNCOR, Inc. [00:00:17] Speaker 02: versus ViCOR Corporation, Mr. Horowitz. [00:00:22] Speaker 00: Thank you, Your Honor, and may it please the court. [00:00:25] Speaker 00: ViCOR has twice litigated and lost on the key factual question at the center of this appeal. [00:00:31] Speaker 00: and there is no dispute that if the ordinary rules of issue preclusion were to apply, then the board's decision would have to be reversed. [00:00:40] Speaker 00: The only real question is whether there's some categorical exception to the application of issue preclusion in the context of inter-parties re-examination. [00:00:49] Speaker 02: Well, I'm not sure that's the only question because we could have a situation in which there's no categorical rule against it. [00:00:58] Speaker 02: but that it may depend on a case-by-case evaluation of the procedures. [00:01:05] Speaker 02: You agree that in inter-party re-examination, there is no opportunity for subpoenas across examination, correct? [00:01:14] Speaker 00: We do, Your Honor. [00:01:16] Speaker 00: And in fact, I think that case-by-case assessment, first of all, I think ViCOR doesn't ask for a case-by-case assessment. [00:01:23] Speaker 00: They ask for a categorical bar. [00:01:25] Speaker 00: But I think that that goes directly to the point that we make in our reply brief about the comparative assessment of the procedures that set forth in the restatement. [00:01:33] Speaker 00: So, and it's true there's no subpoenas, and I'll get to that in a moment, but the assessment we have here- And there's no cross-examination either, right? [00:01:44] Speaker 02: That's correct. [00:01:45] Speaker 02: And neither- And here on this critical frequency issue, [00:01:50] Speaker 02: You submitted declarations from Mr. Schlect, who was your CEO, which were relied on both by the board in the 702 and the 290. [00:02:05] Speaker 02: And when we affirmed in the 290, we also relied on the Schlect declaration. [00:02:11] Speaker 02: And there was no opportunity for cross-examination of Mr. Schlect in the board proceedings, right? [00:02:17] Speaker 00: That's right, Your Honor, and two points on that. [00:02:19] Speaker 00: So first, as we see from the restatement, as well as in the show first training school case, the opportunity for cross-examination is not essential as a general rule, so long as there's some opportunity to present appropriate evidence and argument to meet the positions presented. [00:02:36] Speaker 00: But second, in this case in particular, and the 290 appeal is really crucial here, even though there wasn't an opportunity for compulsory process in the re-exam itself, [00:02:45] Speaker 00: Vicor was able to obtain the deposition of Dr. Steigerwald, the key inventor of the key prior art reference, and submitted it. [00:02:54] Speaker 00: And Vicor's position was that Dr. Steigerwald's testimony was more credible than Dr. Schlect's. [00:03:00] Speaker 00: The board resolved that dispute over credibility, and this court affirmed as finding it was supported by substantial evidence. [00:03:06] Speaker 02: Vicor has never... What's your answer to the problem that they couldn't cross-examine Schlect? [00:03:14] Speaker 00: Two points. [00:03:14] Speaker 00: Number one, [00:03:16] Speaker 00: They haven't said that their absence of cross-examination of Schlect in this case is what matters. [00:03:21] Speaker 00: So this is an argument that if it were available, it's been waived. [00:03:24] Speaker 00: But more importantly, as the chauffeur's training school case makes clear and as the restatement makes clear, the question is it's a practical assessment of whether that cross-examination was crucial for the resolution of the relevant fact. [00:03:37] Speaker 00: And they haven't argued that it is. [00:03:39] Speaker 00: And they met our argument from Dr. Schlect with their argument from Dr. Steigerwald through his deposition. [00:03:45] Speaker 00: So that practical assessment weighs in our favor. [00:03:48] Speaker 00: They don't disagree. [00:03:48] Speaker 00: They don't say that they needed this cross-examination in this case. [00:03:53] Speaker 00: They argue for a categorical rule. [00:03:54] Speaker 00: And in the chauffer's training school case, there wasn't cross-examination. [00:03:59] Speaker 00: There wasn't subpoenas. [00:04:00] Speaker 00: There wasn't even an oral hearing. [00:04:02] Speaker 02: And nonetheless... An assessment in the chauffer's case that cross-examination wasn't necessary given the nature of the evidence, right? [00:04:10] Speaker 00: Correct. [00:04:10] Speaker 00: And in this case, first of all, the nature of the dispute here [00:04:13] Speaker 00: is the disclosure of prior art references on their face. [00:04:17] Speaker 00: So you've got a patent, and you've got printed publications. [00:04:20] Speaker 00: And the question is whether a person of ordinary skill would look at these references and be able to put them together and reach the claimed invention. [00:04:29] Speaker 00: We submitted a declaration. [00:04:31] Speaker 00: They were free to submit their own declaration, just as in the chauffeur's training school case, they were free to submit their own witnesses with their own expertise. [00:04:38] Speaker 00: Now, Vicor chose instead to submit [00:04:41] Speaker 00: deposition testimony from Dr. Steigerwald, but they had every opportunity to meet our expert with an expert of their own. [00:04:47] Speaker 00: They chose not to do so. [00:04:49] Speaker 00: But the availability of that battle of the experts in this case, or I should say in the prior proceedings, is more than sufficient to render that case fair to render conclusive resolutions of fact in that case for this one. [00:05:03] Speaker 00: And again, VIKRA has not made any of the arguments about the particulars of this case. [00:05:07] Speaker 00: VIKRA says it is a categorical rule, and if there's no categorical rule, [00:05:12] Speaker 00: Vicor doesn't have a second line argument along the lines you've suggested. [00:05:16] Speaker 00: So if the court were to conclude that if ever re-exams can give rise to preclusive findings of fact, then this is such a case. [00:05:25] Speaker 00: And remember, the restatement says it's an assessment of the comparative procedures and opportunities and incentives available across the two forums. [00:05:34] Speaker 00: In this case, we're litigating the exact same factual question in the same forum with the same parties [00:05:40] Speaker 00: subject to the same rules and procedures, and submitting essentially the same arguments and evidence, at least in this circumstance, there's absolutely no chance, no reason to give ViCOR a third opportunity to fight a fight that it lost twice before playing by the same rules. [00:05:56] Speaker 00: And that's important. [00:05:57] Speaker 00: It's the playing by the same rules. [00:05:59] Speaker 00: Even if there wasn't cross-examination in the last case, you might say, well, if there were cross-examination here, then that would make this case sufficiently different to withhold the application of preclusion [00:06:10] Speaker 00: based on the prior re-exam. [00:06:11] Speaker 00: And maybe that's the difference, maybe that's the reason you'd withhold the application of preclusion in an IPR based on a re-exam, or in district court based on a re-exam. [00:06:20] Speaker 00: But here, where you're going re-exam to re-exam, the procedures, opportunities, and incentives were exactly the same. [00:06:27] Speaker 00: And even if you thought depositions were generally important, in this case, in Vicor's case, because of the parallel district court proceedings, [00:06:37] Speaker 00: Vicor was able to obtain exactly the kind of evidence that they say is important. [00:06:42] Speaker 00: They haven't identified any other evidence. [00:06:44] Speaker 00: They haven't suggested that a cross-examination of Dr. Schlecht would make a difference. [00:06:49] Speaker 00: What they've done is, for example, point to the PTO's brief in the bio-delivery case, which presented the question whether findings in a re-exam can be preclusive in an IPR. [00:07:00] Speaker 00: But that, again, underscores exactly our point. [00:07:03] Speaker 00: That's a different question, and it's not presented by this case. [00:07:06] Speaker 00: This case presents the very narrow question of whether one re-exam can ever generate findings that are preclusive in a second. [00:07:15] Speaker 00: And as to that question, the PTO said nothing, and actually the PTO's arguments underscore the comparative nature of the inquiry. [00:07:23] Speaker 00: Another thing about bio-delivery is that the PTO pointed to provisions in the America Invents Act, which the PTO said [00:07:32] Speaker 00: gave the director discretion to withhold or apply preclusion under the ordinary rules based on a prior re-exam proceeding. [00:07:39] Speaker 00: There's no similar vesting of discretion in the PTO here under the American Inventors Protection Act of 1999. [00:07:46] Speaker 00: To the contrary, all we have is an estoppel provision that actually broadens the core common law estoppel and that this court recognizes much in affinity labs because Congress wanted to curb abusive re-examination requests. [00:08:01] Speaker 00: So against the backdrop where VICOR had all the same opportunities, and you have Congress making clear it wants broad estoppel, it makes no sense to withhold the application of the ordinary common law rule. [00:08:14] Speaker 00: And if there were any question about whether PTO proceedings were sufficiently judicial in nature to give rise to preclusive findings, you can go back to a long time ago in the CCPA, in 1942, the CCPA said they're obviously judicial in character, [00:08:30] Speaker 00: even in that case when it's an ex parte original examination and the party sought to be precluded was then in interference proceedings where there were additional protections. [00:08:42] Speaker 00: Now, I want to pivot with the time I have. [00:08:45] Speaker 00: If the court were to disagree and conclude that there is a categorical bar on the application of issue preclusion in the context of re-exam, we still think that at the very least, [00:08:56] Speaker 00: you would have to vacate and remand in light of the fundamental inconsistency across the various proceedings here. [00:09:02] Speaker 00: Now, we pointed to six in our brief, but I want to focus on just one here, the 290 patent proceeding. [00:09:08] Speaker 00: On the same day in May of 2016, the same panel with the same authoring judge was asked the same question, based largely on the same record, and came to two conflicting conclusions on that question, and didn't say a word to explain why. [00:09:24] Speaker 00: Now, VICOR does not defend the inconsistency of those two opinions. [00:09:28] Speaker 02: The suggestion is that the 2019 opinion provides a new rationale, right? [00:09:35] Speaker 00: That's correct. [00:09:36] Speaker 00: But here's the thing. [00:09:38] Speaker 00: The 2019 opinion only exacerbates the problem. [00:09:41] Speaker 00: First, as you know from our brief, our position is that the 2019 opinion just talks about Claim 34, which is moot. [00:09:48] Speaker 00: We can't even appeal the issue on the merits. [00:09:51] Speaker 00: even if you were to consider the analysis in the 2019 opinion, it comes up with yet a third conclusion on the same factual question, doesn't explain why it's an about face from the prior case, or prior decision in this case, and doesn't explain what's going on with the 290, when the most important thing that happened between 2016 and 2019 on this question is that this court affirmed the 290 patent proceeding, finding that substantial evidence supported the Patent Office's conclusion. [00:10:19] Speaker 00: that you wouldn't combine Stagerwald and Cobos because of frequency incompatibility. [00:10:24] Speaker 00: The board didn't say a word about that, even though we submitted the decision to them, tried to explain it, they said we couldn't. [00:10:30] Speaker 00: They didn't say a word about phase from 2016 in this case, and they certainly didn't say anything about the other six times that they answered the frequency incompatibility issue. [00:10:39] Speaker 00: So at least on this record, at the very least, you'd have to vacate and remand for an explanation of why the inconsistency. [00:10:47] Speaker 00: What changed, just as in the Vicor 2017 case? [00:10:51] Speaker 00: Now, apart from inconsistency and, of course, the preclusion and inconsistency arguments, that applies to all claims on the merits. [00:11:00] Speaker 00: There's also this issue with respect to the switching regulators for claims two through four. [00:11:04] Speaker 00: So even if you were to disagree and say that there's no vacater required for the rest of the claims, the board's findings with respect to the claims two through four really don't hold up. [00:11:15] Speaker 00: They said all circuits have inductance. [00:11:18] Speaker 00: Well, I mean, she's not all circuits. [00:11:19] Speaker 00: They said Steigerwald has inductance, so don't worry about the switching regulators. [00:11:23] Speaker 00: The truth is, all circuits have parasitic natural inductance. [00:11:26] Speaker 00: Whenever you flow current through a component, you're going to get some inductance from the magnetic field. [00:11:32] Speaker 00: But the key point is, Steigerwald says, don't add inductors. [00:11:37] Speaker 00: Well, that's exactly what adding a switching regulator would do. [00:11:40] Speaker 00: The board didn't contend with that. [00:11:41] Speaker 00: It understood this in 2014. [00:11:43] Speaker 00: at appendix 2-1-1-2-1 to 2-2, but then in 2016 and 2019, it seemed to have missed the boat. [00:11:50] Speaker 00: I see that I'm into my rebuttal, so if there's no further questions, I'd like to reserve the balance of my time. [00:11:56] Speaker 02: Okay, unless there are further questions, we'll hear from Mr. Smith. [00:12:03] Speaker 03: Thank you, Your Honor. [00:12:04] Speaker 03: May it please the Court, this is Nancy Smith for the Appellee Bicol Corporation. [00:12:09] Speaker 03: And I'd like to talk about the question of [00:12:12] Speaker 03: issue preclusion first. [00:12:14] Speaker 02: Why don't you first address the inconsistency between the two May 2nd decisions and explain to us why we wouldn't at least have to send that back to have the board reconcile the two decisions. [00:12:32] Speaker 03: I think it's for exactly the reason that came out in the colloquy with Mr. Horowitz and that is that the first or the May 16 [00:12:41] Speaker 03: decision in this case is in effect now rendered superfluous by the 2019 case. [00:12:50] Speaker 03: The 2019 opinion is now the opinion of the agency and incorporates the 2016 opinion but offers additional factual justification for the board's findings which I think clarify the issue. [00:13:10] Speaker 02: The original rationale is still there, though, right? [00:13:14] Speaker 03: The original rationale is still there, but it's reaching the same conclusion as in the 2019 opinion. [00:13:20] Speaker 03: But it has been added to in a way that I think explains why the board reached the conclusion that it did. [00:13:29] Speaker 02: OK, why don't you go on to collateral estoppel? [00:13:35] Speaker 03: So in the present case, Your Honor, I think that the most analogous [00:13:40] Speaker 03: Supreme Court precedent that we have is the Astoria case. [00:13:45] Speaker 03: And from the Astoria case, we know that there is no assumption that the rules of preclusion would apply to an administrative agency decision where Congress has evinced some sort of intent to, in effect, regulate the rules of preclusion through the governing statutes or laws. [00:14:06] Speaker 03: And I think that's pretty clearly the case with inter-party re-examination. [00:14:10] Speaker 03: because we have the statutory provisions which provide for statutory estoppels in both civil litigation and in further inter-party re-examination proceedings, but also the provision of the Act, AIPA 4607, which regulates how facts are treated in subsequent proceedings. [00:14:30] Speaker 03: And that particular regulation is a subset of the common law doctrine of issue preclusion [00:14:40] Speaker 03: in the sense that it only applies to the requester, only applies to civil litigation, and contains an exception that is not found in the common law doctrine of issue of preclusion, which is that facts that are later determined to be erroneous based on newly arising information do not have the rule of preclusion attaching to them. [00:15:02] Speaker 03: And if one were to overlay [00:15:05] Speaker 03: the common law doctrine of issue preclusion onto AIPA 4607, there would be nothing less of the AIPA 4607. [00:15:12] Speaker 03: So it's really analogous to what was decided. [00:15:17] Speaker 03: Can I just interrupt you? [00:15:18] Speaker 03: Yes, Your Honor. [00:15:19] Speaker 03: Why should we read anything into Congress's extension of issue preclusion to civil actions? [00:15:28] Speaker 03: Wouldn't it be true that the rule would normally be that an administrative [00:15:33] Speaker 03: backfinding wouldn't preclude a district court. [00:15:36] Speaker 03: So therefore, if Congress wanted it to, then it would have to specifically reach that conclusion, which is what it did. [00:15:44] Speaker 03: But to me, I don't understand how that says anything about whether it intended to, you know, apply issue preclusion in the administrative proceeding itself. [00:16:00] Speaker 03: So thank you, Your Honor. [00:16:01] Speaker 03: So the provision of AIPA 4607, I think SYNCOR itself is arguing that this is, in effect, a broadening of the application of estoppel. [00:16:16] Speaker 03: The problem, however, is that that assumes a baseline of no estoppel. [00:16:22] Speaker 03: And I think that's accurate given the picture. [00:16:24] Speaker 03: No, no, no, no. [00:16:25] Speaker 03: Let me just interrupt you. [00:16:27] Speaker 03: If that's our argument, I don't agree with that argument either. [00:16:30] Speaker 03: Let's just ignore that statute. [00:16:32] Speaker 03: I don't find that statute to be all that helpful either way on the question of whether administrative estoppel should apply to these proceedings. [00:16:43] Speaker 03: And I know you want to say that Astoria says there's no presumption, but I thought that [00:16:49] Speaker 03: that at least some courts in B&B hardware has said that issue preclusion is available unless it's evident that Congress doesn't want it. [00:16:59] Speaker 03: So I don't see how that statutory provision extending estoppel to civil action says anything about whether Congress did or didn't want estoppel to apply in the administrative proceeding itself. [00:17:14] Speaker 03: So beyond that statutory argument, what argument do you have that we shouldn't apply issue preclusion to the re-exam proceedings? [00:17:24] Speaker 03: Well, certainly, Your Honor, in the restatement and in the case law framework that has developed around issue preclusion in administrative proceedings, there is a threshold inquiry about whether or not the proceeding is sufficiently adjudicatory. [00:17:42] Speaker 03: In other words, the common law [00:17:44] Speaker 03: issue-proclusion doctrine is a doctrine of the courts, and it only gets extended to administrative agencies by analogy to civil litigation. [00:17:54] Speaker 03: And in this case, we have an agency proceeding in the New Parties reexamination that the Supreme Court and staff has characterized as an inquisitorial process, much like ex parte reexamination. [00:18:07] Speaker 03: And that's really quite accurate. [00:18:10] Speaker 03: The only difference between [00:18:12] Speaker 03: Ex parte re-examination and inter-parties re-examination and bears on that question is the ability of the third-party requester to provide comments and the ability to appeal to the board. [00:18:23] Speaker 03: But I want to emphasize that that comment... Well, that underplays it a little bit, doesn't it? [00:18:29] Speaker 03: It's not just to provide comments. [00:18:31] Speaker 03: The other party can provide its own prior art. [00:18:35] Speaker 03: It can provide its own expert testimony about the prior art. [00:18:40] Speaker 03: to oppose the other view. [00:18:44] Speaker 03: So it seems to me that the only key things here missing are what Judge Dyke identified in your friend's argument, which is the ability to cross-examine and the ability to have judicial process requiring subpoenas and the like. [00:19:04] Speaker 03: Do you have any case law that says those two things [00:19:07] Speaker 03: are necessary to find this adjudicative? [00:19:13] Speaker 03: No, Your Honor, I don't think that there is a case that says those two things are necessary to find this adjudicative. [00:19:21] Speaker 03: I would, however, point out that even the B&B hardware case pointed out that the availability of cross-examination in TTAB proceedings, which are akin to contested proceedings in the Patent Office, [00:19:35] Speaker 03: important to their designation of that as a proceeding to which the rule of preclusion would apply. [00:19:41] Speaker 03: And certainly the comments and the restatements that we refer to in our brief imply the same thing. [00:19:45] Speaker 03: So those are certainly very important colors. [00:19:50] Speaker 01: Yes. [00:19:51] Speaker 01: This is Judge Cleverger. [00:19:52] Speaker 01: I read B&B processing to say... Pardon me. [00:19:56] Speaker 01: B&B hardware to say that the test when you're asking about the nature of these proceedings is to ask, well, in the proceedings, in the words of the court, [00:20:05] Speaker 01: are fundamentally poor, cursory, or unfair? [00:20:10] Speaker 01: In your view, does the absence of cross-examine and examination or mandatory process render the inter-parties re-examination process fundamentally poor, cursory, or unfair? [00:20:27] Speaker 03: In a comparative sense to a proceeding which would offer those protections, certainly it does. [00:20:34] Speaker 01: There's a limitation on what... What about in comparison to another re-exam? [00:20:41] Speaker 03: No, in comparison to another re-exam, the same procedures would be in place, of course. [00:20:48] Speaker 01: I would like to emphasize... Isn't that the question we're being asked, whether or not we will have preclusion from one re-exam to another? [00:20:59] Speaker 03: The question you're being asked certainly is whether there's preclusion from one re-exam to another. [00:21:04] Speaker 03: But the comparative inquiry that SYNCOR has advanced in the reply brief is one that I think comes in at the end of the analysis. [00:21:12] Speaker 03: In other words, there is a threshold question that examines only the nature of the proceeding itself and whether or not that is sufficiently adjudicative. [00:21:23] Speaker 03: I'm sorry, was there a question? [00:21:25] Speaker 01: Well, the restatement counsels that you're supposed to be trying to, when you're answering these questions that we're raising, [00:21:32] Speaker 01: You answer them in the context of the proceeding that's being conducted and what types of issues are trying to be decided. [00:21:40] Speaker 01: In the patent office setting, it seems to me that you're asking what one ordinary skill in the art would have thought about what references teach and whether to combine them. [00:21:49] Speaker 01: Those questions aren't being asked to general jury participants in a district court trial case. [00:22:00] Speaker 01: They're being asked [00:22:03] Speaker 01: qualified examiners, board examiners, board members who have skill in the art is necessary that cross-examination is essential to be confident that we have a fair proceeding. [00:22:21] Speaker 03: Well, certainly Congress has empowered the [00:22:25] Speaker 03: patent office to render a decision based on that proceeding itself. [00:22:29] Speaker 01: I mean, the question of fairness is truly goes to whether... And further, Congress has said, we must think that these proceedings are sufficiently fair that we're going to allow a fact found in the inter-party's proceeding to bind in a district court. [00:22:47] Speaker 03: That's absolutely true. [00:22:50] Speaker 01: Yeah, I'm not aware that there's ever been a due process challenge to the fundamental fairness [00:22:55] Speaker 01: of the proceedings in an inter-party re-exam. [00:23:01] Speaker 01: And our case law has relied on various declarations that have been made in connection with these proceedings over since 1990. [00:23:10] Speaker 01: We regularly credit the board having credited one declaration over another. [00:23:23] Speaker 02: The question is not here, is it the, whether there's unfairness in both proceedings, the fact that the proceedings are the same under B and B and under the restatement doesn't make for collateral estoppel unless the overall proceeding is fair for the adjudication of the fact in question, right? [00:23:51] Speaker 02: I think the overall question is that the... In other words, it's an objective standard, not a comparative standard. [00:24:03] Speaker 03: In the initial step of the analysis, in other words, whether or not the proceeding itself is sufficiently adjudicative, it is an objective standard. [00:24:10] Speaker 03: I agree with that, Your Honor. [00:24:12] Speaker 03: If one were to say inter-parties re-examination is sufficiently adjudicative, [00:24:17] Speaker 03: and then step through the factors of restatement 26 and 27. [00:24:21] Speaker 03: Those are the factors that ask me whether or not any particular case preclusion should apply. [00:24:27] Speaker 03: Eventually, one gets to the comparative analysis at the end, which effectively states that there can be cases where even if an underlying proceeding is sufficiently adjudicated, the follow-on proceeding may offer just [00:24:43] Speaker 03: sufficiently improved procedure that it wouldn't be fair to apply issue preclusion to the judgment of the original proceeding. [00:24:53] Speaker 03: And so what we're focused on in the present case is that initial determination, whether or not inter-party re-examination is sufficiently adjudicatory. [00:25:02] Speaker 03: In other words, is it a sufficiently good analogy to civil litigation that common law issue preclusion should apply? [00:25:10] Speaker 03: And it's not the case. [00:25:11] Speaker 03: I mean, there's simply too many differences between civil litigation and inter-credits re-examination to make that analogy really hold. [00:25:19] Speaker 03: And it's not just the ability to cross-examine witnesses and the ability to serve process. [00:25:26] Speaker 03: There's also the issue that there's no rules of evidence that apply. [00:25:30] Speaker 03: The ability of the requester to submit comments, and I'm using the statutory language there, but you're correct that the requester has been able to submit [00:25:39] Speaker 01: But there's no question that the initial findings, say, for example, the first decision, which is being used to preclude a later decision, there's no question that that first proceeding wasn't fair, just, and that the result wasn't correct. [00:25:53] Speaker 01: It was sufficient to bind the parties in the first one. [00:25:58] Speaker 01: Correct? [00:25:59] Speaker 03: Yes. [00:25:59] Speaker 01: In the abstract, I agree with Adam. [00:26:01] Speaker 01: Second proceeding with the same party, it's the same issue. [00:26:08] Speaker 01: issue preclusion is trying to do is to prevent a second bite of the apple for the same party on the same issue the second time around. [00:26:19] Speaker 03: Let me just clarify the procedural oddity of this particular constellation of cases, Your Honor. [00:26:25] Speaker 03: This is actually the first wild re-examination. [00:26:29] Speaker 03: It's not, you know, sort of second bite at the apple. [00:26:32] Speaker 03: It's on a different patent than the other patents [00:26:35] Speaker 03: These are proceedings that were started more or less in parallel, and it's just happenstance that this one happens to be arriving at a judgment later. [00:26:42] Speaker 03: So to the extent that that influences the analysis at all, that's not the sort of serial re-examination case that Congress was intending to protect against. [00:26:51] Speaker 03: And I think that's probably why there's no specific regulation for this in the statutes, even though those statutes do, I think, under Astoria, evince and attend to regulate the application of preclusion rules [00:27:04] Speaker 03: to the inter-party's re-examination frame, against an assumption that... Finish your sentence. [00:27:12] Speaker 03: Sorry, I see that I'm... Go ahead and finish your sentence. [00:27:14] Speaker 03: ...against an assumption that I think was borne out in the case while there is no case that CINCOR has cited that actually applies an issue preclusion type rule from a re-examination in 40-year history of re-examination. [00:27:27] Speaker 02: Thank you, Your Honor. [00:27:28] Speaker 02: Okay. [00:27:28] Speaker 02: Thank you. [00:27:29] Speaker 02: Mr. Harwitz, you have a couple of minutes. [00:27:37] Speaker 02: Mr. Horowitz? [00:27:39] Speaker 00: Apologies. [00:27:40] Speaker 00: Sorry, I was on mute. [00:27:41] Speaker 00: My apologies. [00:27:42] Speaker 00: Thank you, Your Honor. [00:27:44] Speaker 00: A couple of points. [00:27:45] Speaker 00: First, on the statute briefly, Congress certainly thought it was doing something remarkable in expanding preclusion to the district court setting because it enacted with that provision a severability clause recognizing the potential constitutional concerns, Seventh Amendment concerns, due to the differences in procedures. [00:28:02] Speaker 00: So I think it's pretty clear that they were taking a step beyond what they thought would otherwise apply. [00:28:07] Speaker 00: Now, on the process where I want to focus. [00:28:10] Speaker 02: But they didn't just say that there's preclusion. [00:28:12] Speaker 02: They said there's preclusion unless there's new evidence, right? [00:28:17] Speaker 00: As to civil actions, they didn't say that about administrative preclusion. [00:28:20] Speaker 00: The point is when they're expanding the core preclusion of the administrative rule to the district court setting, they said, we're not going to go all the way. [00:28:28] Speaker 00: We're going to have an exception in light of the fairness issues. [00:28:31] Speaker 00: But I want to turn to process, if I may, with my last couple of minutes, just say, [00:28:35] Speaker 00: You heard Vicor doesn't have a single case saying that cross-examination is essential. [00:28:39] Speaker 00: We, of course, have a case. [00:28:41] Speaker 02: You don't have a case that says the opposite, either. [00:28:44] Speaker 00: We do. [00:28:45] Speaker 00: We do. [00:28:45] Speaker 02: Wait, wait, wait. [00:28:47] Speaker 02: Except the Shoford case is the only one, and that says in the particular circumstances, their cross-examination wasn't essential. [00:28:55] Speaker 02: That's the only case you have, right? [00:28:57] Speaker 00: That is correct, and that goes straight to the restatement, which says it's not essential either, unless it's necessary. [00:29:01] Speaker 00: Again, given the comparison, and that's where I want to end. [00:29:04] Speaker 00: is this point about the comparison. [00:29:06] Speaker 00: VICOR suggests by setting the provisions in the restatement sections 20, what have you, three, I think, that this is the last concern. [00:29:15] Speaker 00: But you have to remember, all of those sections are about general preclusion. [00:29:19] Speaker 00: The part of the restatement that addresses administrative preclusion, it's the sort of special section, it's chapter six. [00:29:25] Speaker 00: And chapter six starts with the introductory note about how comparison fits in. [00:29:29] Speaker 00: And it says, the very first consideration is procedural, [00:29:33] Speaker 00: And it says, the essential issue is a comparison of the quality and intensiveness of the opportunity to litigate, et cetera. [00:29:39] Speaker 00: So. [00:29:39] Speaker 02: Do you mean that you have issue preclusion as long as both proceedings have an unfair process? [00:29:46] Speaker 00: No, Your Honor. [00:29:46] Speaker 00: I still think that the primary aspects of Restatement 83-2, in terms of notice, opportunity to be heard and submit evidence, that all has to be met. [00:29:56] Speaker 00: And it is met here. [00:29:57] Speaker 00: And again, VICOR doesn't dispute any of the essential elements of adjudication set forth [00:30:02] Speaker 00: and 83 to A, B, C, and D are met. [00:30:06] Speaker 00: Then as to E, such other procedural elements as may be required for the particular case. [00:30:11] Speaker 00: There may be circumstances where it's important to have cross-examination, but this isn't one of them. [00:30:15] Speaker 00: Now, I'll just close by saying that the Supreme Court has made clear in the Astoria case that Vicor cites that a losing litigant deserves no rematch after a defeat fairly suffered. [00:30:26] Speaker 00: Vicor lost twice before on the key frequency incompatibility issue in the same forum [00:30:31] Speaker 00: playing by the same rules. [00:30:33] Speaker 00: We respectfully submit that those prior findings are preclusive and that the decision below should be reversed. [00:30:39] Speaker 00: Thank you, Your Honor. [00:30:40] Speaker 00: Okay. [00:30:40] Speaker 02: Thank you. [00:30:42] Speaker 02: No further questions. [00:30:43] Speaker 02: Does anybody have any further questions? [00:30:46] Speaker 01: No. [00:30:47] Speaker 02: Okay. [00:30:47] Speaker 02: Thank you, Mr. Horowitz. [00:30:49] Speaker 02: Thank you, Mr. Smith. [00:30:50] Speaker 02: The case is submitted.