[00:00:00] Speaker 02: Select LLC versus Samsung. [00:00:05] Speaker 02: 2022, 1100, 1101, 1272, and 1273. [00:00:07] Speaker 02: Mr. Kaplan. [00:00:12] Speaker 00: Good morning, Your Honors. [00:00:15] Speaker 00: May I please the court? [00:00:21] Speaker 00: Please proceed. [00:00:21] Speaker 00: Thank you. [00:00:22] Speaker 00: The four final written decisions in this appeal all share a common legal problem, which is that there was a finding of obviousness based on what a person's skill in the art could have done instead of what a person's skill in the art would have done. [00:00:37] Speaker 00: The board took a mix and match approach to the different references, selected particular aspects of the references, and then combined them without accounting for the context of the references, the full disclosure of the references, and what was happening in the field at the time. [00:00:53] Speaker 00: One example, which I will be talking about, and it's in our briefs, three of the IPRs, the primary reference, the Wakabayashi reference, it had three words, solid state imager, and that was enough for the board. [00:01:05] Speaker 00: Throughout all the proceedings, the board repeatedly came back to that language in the Wakabayashi reference and effectively discounted anything else in Wakabayashi, any arguments that were made about what Wakabayashi would mean to [00:01:22] Speaker 00: a person's skill and the art, how it could be combined by focusing on that solid-state image or language. [00:01:27] Speaker 00: We submit that is an example. [00:01:30] Speaker 00: And what happened there was a could-have approach was taken. [00:01:34] Speaker 00: The case law from this court is clear that could-have is not standard for obviousness. [00:01:38] Speaker 00: It is the would-have what a person would have done. [00:01:43] Speaker 03: Is it your argument that the error is the use of the words could-have? [00:01:47] Speaker 03: Is it any time that the PTAB uses the words [00:01:50] Speaker 03: could have that that has a specific meaning that turns the construction on its head? [00:01:58] Speaker 00: No, Your Honor. [00:01:58] Speaker 00: It's not the particular use of the word could have. [00:02:02] Speaker 00: In a few instances, there were examples where the board did say could have. [00:02:05] Speaker 00: I know the other. [00:02:07] Speaker 00: But it is more than that. [00:02:09] Speaker 00: It is where, for example, on multiple occasions, and I have cites to the appendix. [00:02:14] Speaker 00: It's in our brief. [00:02:14] Speaker 00: But in the appendix of 59 and 40, there are comments about if [00:02:20] Speaker 00: the use of the phrase solid-state imager alone is enough. [00:02:23] Speaker 00: If there are additional reasons for or against what the reference meant, it didn't matter because that was enough. [00:02:30] Speaker 00: And in fact, they treated that language, solid-state imager, as being a broader disclosure than just what was shown in the particular reference. [00:02:39] Speaker 00: But we have other examples in the brief. [00:02:41] Speaker 00: They said, for example, even if Wakabashi was a CCD device, and I want to [00:02:47] Speaker 00: kind of backfill a little bit of this, but even if it was this charge-coupled device, it could have suggested it was that, but also something else, but that is not how it works. [00:03:00] Speaker 04: Then they went on after that to use would have, would have been motivated. [00:03:05] Speaker 04: For example, on 37. [00:03:06] Speaker 04: So, throughout? [00:03:10] Speaker 04: It didn't stop. [00:03:12] Speaker 04: and just say it could have taught two things. [00:03:16] Speaker 04: They say it would have been motivated to combine that teaching with Ackland. [00:03:23] Speaker 00: Well, Your Honor, I think throughout, so they repeatedly used that same analysis of could have, and they went back and they said solid-scene imager is enough, even if it was CCD. [00:03:35] Speaker 00: But there was never a description, and this goes to your question, Your Honor, as well. [00:03:39] Speaker 00: It's not just the use of the term could have, it was the fact [00:03:42] Speaker 00: that Wakabayashi had a particular, you know, it said more than just solid state image in those three words. [00:03:48] Speaker 00: It showed additional disclosure. [00:03:50] Speaker 00: It showed multiple off-chip circuits. [00:03:53] Speaker 00: It had additional functionality. [00:03:56] Speaker 00: And all of that was really taken to the wayside. [00:03:59] Speaker 00: And there was an analysis by the board as to what the reference would have meant to a person skilled in the art. [00:04:05] Speaker 00: It was that the fact that it had solid state imager, that was enough. [00:04:08] Speaker 00: And that, we submit, is an improper use of the could have standard. [00:04:12] Speaker 04: But I'm right, all right, that they didn't stop just saying it could have taught two things that went on to say it would have motivated. [00:04:22] Speaker 04: It's not a situation where they said could have motivated somebody. [00:04:25] Speaker 04: They said would have motivated somebody. [00:04:29] Speaker 00: Even when they said would have motivated in that context, and when I can look at that particular language, the rationality of what's in their reasoning, and they say this throughout. [00:04:41] Speaker 00: We say this throughout the brief, and the board said it. [00:04:44] Speaker 00: It always came back to that single phrase, solid state imager. [00:04:47] Speaker 00: That was always enough. [00:04:49] Speaker 00: In fact, they said on Appendix 53 in one of the decisions, solid state imager is all the motivation that is needed. [00:04:59] Speaker 00: And he treated that as an expressive discovery. [00:05:01] Speaker 02: So it isn't just a question of using the words could have. [00:05:05] Speaker 00: correct your honor. [00:05:06] Speaker 00: It is much more than that. [00:05:07] Speaker 02: It doesn't help us to pick a word and say that decided the case and therefore we win. [00:05:13] Speaker 00: It's correct your honor and I just want to briefly give just a little background. [00:05:18] Speaker 00: So the technology involved here are these imager devices and in particular for the patents in suit or the patents involved in these IPRs, they involve these [00:05:29] Speaker 00: active pixel cell CMOS imagers. [00:05:31] Speaker 00: It's a particular type of imaging device. [00:05:33] Speaker 00: It's made a particular way. [00:05:35] Speaker 00: And what is claimed here is a deconstructive form of that active pixel sensor CMOS imager. [00:05:45] Speaker 00: And there are other technologies that were involved or that existed for imagers at the time, in particular these charge couple devices. [00:05:54] Speaker 00: But the charge couple devices [00:05:56] Speaker 00: And the CMOS imagers have very different principles of operation that's never been disputed that they operate differently. [00:06:02] Speaker 00: And the Wakabayashi reference, for example, or as an example, is a charge-coupled device. [00:06:07] Speaker 00: It has the hallmarks of that. [00:06:10] Speaker 00: And there are certain characteristics of a charge-coupled device. [00:06:13] Speaker 00: And there is testimony about that in the record. [00:06:16] Speaker 00: No one disputes that Wakabayashi shows multiple off-circuit components. [00:06:22] Speaker 00: It has a rotatable [00:06:25] Speaker 00: your head so it has circuitry to change the image when it comes out or to reorient the image. [00:06:31] Speaker 00: And that's because it uses this charge coupled device because a hallmark of a charge coupled device is that it has what's called a destructive readout. [00:06:39] Speaker 00: So in order to see any image, you have to empty what's in the pixels. [00:06:46] Speaker 02: These buttons are expired, aren't they? [00:06:48] Speaker 00: They are, your honor. [00:06:49] Speaker 02: Is there any other litigation going on with respect to them? [00:06:53] Speaker 00: There is a pending lawsuit in Colorado that's currently state. [00:06:58] Speaker 00: But there's a big, just going back to what I was saying, the charge couple devices and the CMOS imagers, these active pixels CMOS imagers are different technologies. [00:07:09] Speaker 00: They are not interchangeable. [00:07:11] Speaker 00: They have different principles of operation. [00:07:14] Speaker 00: When the board says solid state imager is enough, it treats all types of solid state imagers, of which CCD devices are one, CMOS imagers are one, active pixel CMOS imagers are one. [00:07:25] Speaker 00: Treats them as interchangeable, and then it mixes and modifies a CCD device, which is Wakabayashi, with a CMOS reference, which is Ackland. [00:07:37] Speaker 00: And that's, again, why we submit this is a could-have example, because [00:07:41] Speaker 00: It doesn't account for how a person's skill in the art would look at the totality of what Wakabayashi says and describes. [00:07:48] Speaker 00: Not just solid state imager, but all the rest of it. [00:07:51] Speaker 00: And then also account for what the Ackland reference shows. [00:07:54] Speaker 00: The Ackland reference is describing an active pixel CMOS imager. [00:07:58] Speaker 00: This is the technology that's described in the patents. [00:08:00] Speaker 00: It's described in the patents as something that's improved upon. [00:08:03] Speaker 00: And so it was improved upon by separating out some of the functionality in these active pixels. [00:08:11] Speaker 00: active pixel sensor CMOS imagers. [00:08:13] Speaker 03: Is a CMOS a solid state imager? [00:08:16] Speaker 03: It is a type of one, yes it is. [00:08:19] Speaker 03: And Wakabayashi, it speaks as to a solid state imager. [00:08:26] Speaker 03: It's a solid state imager as well. [00:08:29] Speaker 00: It's a typo. [00:08:31] Speaker 00: It's a solid state imager, correct your honor. [00:08:34] Speaker 03: So if they're both solid state imagers, why isn't it enough simply to say here we have two [00:08:40] Speaker 03: solid-stated imagers with some variation in them. [00:08:45] Speaker 03: And the combination, because of that, just because of that, the motivation to combine rises from that. [00:08:55] Speaker 00: Because of what a person's going to have understood at the time and what the record evidence showed. [00:09:00] Speaker 00: For example, the active pixel APS CMOS imager, which is what's involved here in Ackland, was designed to be [00:09:10] Speaker 00: an on-chip integrated device. [00:09:12] Speaker 00: Everything was on a chip. [00:09:13] Speaker 00: Wakabayashi, it shows multiple chips. [00:09:17] Speaker 00: So the combination of Wakabayashi and Ackland. [00:09:20] Speaker 04: The board found that Wakabayashi taught seamless chip and off-chip processing, right? [00:09:29] Speaker 00: They did not find that, Your Honor. [00:09:30] Speaker 00: I don't think that the board found that Wakabayashi taught that. [00:09:34] Speaker 00: I thought it did. [00:09:38] Speaker 00: The board's position, as I understand it, is that Wakabayashi is a solid-state imager, and they really did not address all of the other infrastructure and hardware in Wakabayashi, and said that the solid-state imager language was enough to encompass everything. [00:09:54] Speaker 00: And that is the could problem, because what a person on the art would do is why would a person on the art take an APS CMOS imager, which is designed to be an on-ship integrated device, and put it into [00:10:07] Speaker 00: a Wakabayashi device with multiple chips to break it up and put it in multiple boards. [00:10:12] Speaker 00: It would be less efficient, more expensive. [00:10:15] Speaker 00: It would get you the worst of both worlds in that the CCD multi-chip devices were bigger, more expensive to manufacture, required more power to run. [00:10:25] Speaker 00: The on-chip integrated device could be integrated with all the other electronics. [00:10:30] Speaker 00: It was smaller, it was more adaptable. [00:10:32] Speaker 00: And so to combine them is not what a person's skill mirror would do because there was no cost savings. [00:10:37] Speaker 00: The record shows that there was no cost savings. [00:10:39] Speaker 00: The board found there was no cost savings from doing it. [00:10:42] Speaker 00: And it gets you the worst because at the time, again in 1997, CCD images were considered to have higher quality images. [00:10:51] Speaker 00: CMOS at the time had lower quality. [00:10:53] Speaker 00: So another reason the person's feeling it would not be motivated to make that combination. [00:10:59] Speaker 04: That's an argument that's fine when addressed to the board. [00:11:03] Speaker 04: here were dealing with substantial evidence, and they found that there were advantages other than cost, right? [00:11:11] Speaker 00: Well, again, your honor, I respectfully submit that what the board found is that Wakabayashi said solid-state imager, and that was enough to justify treating Wakabayashi as effectively a blank slate to do whatever they wanted. [00:11:22] Speaker 00: Yeah, but this would have implied that there were advantages other than cost for making the combination. [00:11:29] Speaker 00: Well, there were advantages of APS CMOS images because they were smaller and integrated required less power, but those are more differences and reasons that they wouldn't be combined. [00:11:39] Speaker 00: And the point is there was also a lot of record evidence describing what these active pixel APS sensors were and how they operated. [00:11:50] Speaker 00: Dr. Fossum, Dr. Acklin both wrote on it. [00:11:52] Speaker 00: We have a number of [00:11:54] Speaker 03: I thought the board had found a number of reasons why a person's skill would combine here. [00:12:04] Speaker 03: Combination of familiar elements, the benefit of reducing noise levels, the teachers are directed to well-known objectives, such as the arranging of sensors, circuitry, minimizing the size, very important in this, minimizing the size and the cost of the product, [00:12:22] Speaker 00: Your Honor, again, I submit that was what could be done. [00:12:26] Speaker 00: There was nothing in WACC going back to our core problem with the decision. [00:12:31] Speaker 00: It's not what a person would have done looking at WACC. [00:12:33] Speaker 04: You said that those advantages that Judge Rainin just pointed out to you would have motivated somebody to make the conversation? [00:12:40] Speaker 00: Well. [00:12:41] Speaker 00: Yes? [00:12:42] Speaker 00: No? [00:12:43] Speaker 00: We submit that that would not have motivated someone to do it at the time. [00:12:47] Speaker 04: Well, we didn't submit that, but the board found that it would have motivated somebody, right? [00:12:51] Speaker 04: I'm sorry. [00:12:52] Speaker 04: The board found that those advantages would have motivated somebody to make the combination. [00:12:58] Speaker 00: In addition to, I think the majority of their analysis is direct to what could be done. [00:13:02] Speaker 04: And my issue with that combination and what you're talking about... To answer my question, did not the board find that those advantages would have motivated somebody to make the combination? [00:13:12] Speaker 00: I look at that, I accept, yes. [00:13:15] Speaker 00: If the board had parts where they said some of those features would motivate a person to make the combination, I don't think that that does not undermine what the board did throughout the opinion with the Wakabayashi reference. [00:13:28] Speaker 00: And if you were to make that combination, the combination that they got was not putting the Ackland APS image sensor into the Wakabayashi, they actually broke up [00:13:41] Speaker 00: what was the Ackland device to stick it into the Wakabayashi structure. [00:13:46] Speaker 02: Counsel, you wanted to save some time and your time is almost up. [00:13:50] Speaker 00: Perfect, thank you. [00:13:51] Speaker 02: You want to say what you have left? [00:13:52] Speaker 00: I'll say what I have left. [00:13:53] Speaker 02: We'll give you two minutes for the final. [00:13:56] Speaker 02: Mr. Hallwood-Greemeyer. [00:13:58] Speaker 01: May it please the court. [00:14:00] Speaker 01: This is, we submit a substantial evidence review appeal. [00:14:05] Speaker 01: The board expressly found with respect to each of the proposed combinations that [00:14:11] Speaker 01: person of ordinary skill would have been motivated, would have been motivated is on A 195, 215, 222, 230, 286 to 287, and 296 with respect to each of the proposed combinations. [00:14:28] Speaker 01: When Select identifies certain statements that used could have, those were rejecting arguments that Select had made that Wakabayashi could not have been a CMOS. [00:14:41] Speaker 01: It could only have been a CCD. [00:14:44] Speaker 01: And of course, in rejecting that argument, the word properly said it could have been either. [00:14:50] Speaker 01: But Judge Dyke, as you correctly pointed out, [00:14:53] Speaker 01: The board went on to explicitly find that Wakabayashi would suggest to a person of ordinary skill, both CCD and CMOS. [00:15:04] Speaker 01: They made off chip process with off chip processing. [00:15:08] Speaker 01: Correct. [00:15:09] Speaker 01: And, and, and one of the failures that select has is in addressing what the board specifically found with respect to other art that existed at the time. [00:15:22] Speaker 01: And. [00:15:23] Speaker 01: uh, Mr. Nykerk pointed to Swift and Monroe that each explicitly called for preferably CMOS imagers with off-chip circuitry. [00:15:34] Speaker 01: And, um, this is Swift at, um, pages, uh, 1747 to 49 of the appendix and Monroe at 1782 and 1792 to 94. [00:15:50] Speaker 01: Monroe specifically calls for putting the processing in a peripheral device. [00:15:57] Speaker 01: But SELECT simply ignores this. [00:15:59] Speaker 01: The board had ample evidence to rely on that it was known at the time that CMOS was not exclusively camera on a chip. [00:16:09] Speaker 01: Of course, many [00:16:10] Speaker 01: Uh, sources and the ones that select is pointing to say that it was, uh, uh, available because of CMOS to make everything on a chip. [00:16:21] Speaker 01: That was a possibility that CMOS made available, but that did not require. [00:16:27] Speaker 01: And the board pointed out that Mr. Lebby, their expert never said that CMOS required that it be on a chip. [00:16:36] Speaker 01: And that only CCD had the processing off chip. [00:16:41] Speaker 01: And that would have been inconsistent with the teachings of Swift and Monroe. [00:16:47] Speaker 01: So the board had ample evidence. [00:16:50] Speaker 01: And when in the reply brief, Select says that the board or Samsung simply [00:16:55] Speaker 01: ignores Mr. Lebby. [00:16:58] Speaker 01: Well, in a substantial evidence review, it's not a question of whether there could have been evidence that could have supported the board finding the other way. [00:17:08] Speaker 01: They have to show that the evidence that the board did rely on was not substantial. [00:17:13] Speaker 01: The board credits Mr. Nykerk over Mr. Lebby repeatedly in its factual findings, and yet in the reply brief, they cite to Mr. Lebby's declaration 40 times. [00:17:24] Speaker 01: They don't cite to Mr. Nykerk's declaration at all. [00:17:28] Speaker 01: It's the opposite of what they need to show in this substantial evidence appeal, unless there are specific questions that the court has. [00:17:38] Speaker 01: I think we're willing to rely on our participants. [00:17:43] Speaker 02: Well, thank you, counsel. [00:17:44] Speaker 02: One never loses points by surrendering time. [00:17:49] Speaker 02: Mr. Kaplan, you have two minutes for a bottle. [00:17:51] Speaker 00: Thank you, your honor. [00:17:52] Speaker 00: So I want to put in the record a number throughout the proceedings below and in the appendix. [00:18:00] Speaker 00: There are a number of record sites to what a person in the art or what the board did that Illustrate could have. [00:18:07] Speaker 00: Appendix 59, 40, 43, 106, 112, 114, 175, 77, 184, 194, 281 to 290, and 288. [00:18:19] Speaker 00: All examples were the board's [00:18:21] Speaker 00: reasoning reflects a could-have analysis despite additional language. [00:18:25] Speaker 00: That's one item. [00:18:28] Speaker 00: The Swift and Monroe references, Swift and Monroe in three of the IPRs were not references of record, they were not uninstituted grounds. [00:18:37] Speaker 00: In our papers we made the point it was an improper use of background material in the IPRs, but in the one IPR where Swift is in there, which is the 512 in this appeal, [00:18:49] Speaker 00: We made the point that a person's skill in the art, again, would understand the SWIFT reference to have a particular meaning. [00:18:54] Speaker 00: The SWIFT reference cites to Dr. Fossum's APS CMOS Imager. [00:19:00] Speaker 00: And even with that expressed site, the board's position was it doesn't mean what it means. [00:19:06] Speaker 00: I want to make the point before my time is out that in this case, we don't have to wonder what a person skilled in the art would understand about what the references mean. [00:19:14] Speaker 00: In particular, the APS CMOS technology and AQM because those scientists wrote and told us exactly what it meant. [00:19:24] Speaker 00: It was the APS CMOS images were integrated on-chip devices. [00:19:28] Speaker 00: That is not how the board treated them. [00:19:30] Speaker 00: The board used [00:19:31] Speaker 00: those references to wind up with deconstructed APS-DMOS images, which is what SELECT claims. [00:19:39] Speaker 00: And as far as the substantial evidence point goes, there is a lot of evidence in the case, but when evidence is applied to the wrong standard that could have, the substantial evidence is not met if the wrong standard is used. [00:19:53] Speaker 00: I see my time is up. [00:19:54] Speaker 00: So thank you, Your Honors. [00:19:55] Speaker 02: Thank you, Mr. Kaplan. [00:19:57] Speaker 02: The case is submitted.